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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Guy? Claim Your ProfileGuy Martin Thompson is a financial advisor with over 38 years of experience in the industry. Guy is currently registered with LPL Financial LLC and has previously worked at Waddell & Reed, RBC Capital Markets, LLC, Dain Rauscher Incorporated, and Rauscher Pierce Refsnes, Inc.. Guy specializes in a variety of investment products and services, including stocks, bonds, mutual funds, exchange-traded funds, options, and futures. Guy also provides financial planning services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
07/21/2021 - Present
LPL Financial LLC (SEARCY AR)
AR
11/20/2020 - 07/21/2021
WADDELL & REED (SEARCY AR)
TX
03/02/1998 - 11/23/2020
RBC CAPITAL MARKETS, LLC (Frisco TX)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
07/21/1994 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NY
10/20/1983 - 06/28/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 12/26/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/17/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/27/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 08/29/1986
Series 15 - Foreign Currency Options Examination
BC
Issued 08/29/1986
Series 5 - Interest Rate Options Examination
BC
Issued 02/08/1986
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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