Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Guy? Claim Your ProfileGuy Lamar James is a financial advisor with over 24 years of experience in the industry. Guy is registered with LPL Financial LLC and currently holds Series 6, 7, 63 and 66 securities licenses, as well as the SIE exam. Guy has a proven track record of success in providing financial advice to individuals, families, and businesses. Guy has previously worked at INVESTMENT CENTERS OF AMERICA, INC. and INVESTMENT PROFESSIONALS, INC. Guy's focus is on building long-term relationships with clients and providing them with personalized financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
06/24/2024 - Present
LPL Financial LLC (Yoakum TX)
TX
10/01/2014 - 11/29/2017
INVESTMENT CENTERS OF AMERICA, INC. (Yoakum TX)
TX
08/29/2000 - 10/14/2014
INVESTMENT PROFESSIONALS, INC. (YOAKUM TX)
NJ
01/19/1999 - 08/29/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 08/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/14/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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