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Guy L. Austin

PFG Advisors

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About Guy L. Austin

Guy L. Austin is a financial advisor with PFG Advisors. Guy is a CERTIFIED FINANCIAL PLANNER™ professional and has over 17 years of experience in the financial services industry. Guy has worked with various clients including high-net-worth individuals, corporations, and pension and profit-sharing plans. Guy is registered with the state of Arizona and Texas. He holds the Series 7, Series 63, and Series 65 licenses.

Firm Information

Guy Austin is currently registered with PFG Advisors. PFG Advisors is an investment advisory firm located in PHOENIX, AZ, with over 100 licensed agents and advisors. They have approximately $2.8 billion in regulatory assets under management. PFG Advisors specializes in providing financial planning, pension consulting, and portfolio management services to individuals, high-net-worth individuals, corporations, charitable organizations, and pension plans. They also offer selection of other advisors.
PFG Advisors

3200 N. CENTRAL AVE

PHOENIX, AZ 85012

$2.83B

Assets Under Management

10

Total Clients

111

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Guy Austin’s Registration & Firm History

AZ

11/14/2017 - Present

PFG Advisors (Tempe AZ)

AZ

10/10/2017 - 06/14/2024

SECURITIES AMERICA, INC. (MESA AZ)

AZ

04/20/2015 - 10/11/2017

LPL FINANCIAL LLC (MESA AZ)

AZ

03/16/2009 - 04/21/2015

EDWARD JONES (TEMPE AZ)

TN

03/28/2008 - 03/17/2009

GREAT AMERICAN ADVISORS, INC. (JOHNSON CITY TN)

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Licenses & Designations

BC

Issued 04/23/2008

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 11/22/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/27/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Guy L. Austin.
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