Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Guy? Claim Your ProfileGuy John Fernald is a financial advisor registered with Avantax Advisory Services. Guy has been in the financial industry since March 25, 2007 and has worked at J.P. Morgan Securities LLC, 1st Global Capital Corp. and Ameriprise Financial Services, Inc. Guy holds the SIE, Series 7, and Series 66 securities licenses. He is a Chartered Financial Consultant. Guy works with individuals, high-net-worth individuals, corporations, and businesses, as well as pension and profit-sharing plans. He provides financial planning, educational seminars, and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
NJ
10/25/2019 - Present
Avantax Advisory Services (MOUNT ARLINGTON NJ)
NJ
06/12/2015 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (MOUNT ARLINGTON NJ)
NJ
10/01/2012 - 06/17/2015
J.P. MORGAN SECURITIES LLC (HACKETTSTOWN NJ)
NJ
01/27/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HACKETTSTOWN NJ)
NJ
03/26/2007 - 02/04/2010
AMERIPRISE FINANCIAL SERVICES, INC. (PARSIPPANY NJ)
BOTH
Issued 05/21/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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