Unclaimed
Guy Howard Nemecek is a financial professional with over 35 years of experience in the financial industry. Guy has a strong track record of providing comprehensive financial advice to individuals, families, and businesses. He is registered with Stifel, Nicolaus & Company, Inc. and has been a registered representative since 1986. Guy's areas of expertise include financial planning, portfolio management, and investment advisory services. He is committed to providing his clients with personalized financial solutions that meet their specific needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
03/15/2019 - Present
Stifel, Nicolaus & Company, Inc. (SCOTTSDALE AZ)
AZ
06/03/1986 - 03/15/2019
FIRST EMPIRE SECURITIES, INC. (SCOTTSDALE AZ)
BC
Issued 05/02/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/10/1991
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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