Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Guy? Claim Your ProfileGuy Hamilton Caffey is a financial advisor with Raymond James Financial Services Advisors, Inc. Guy has been working in the industry since 1999. Guy is registered with the state of Alabama and holds a variety of licenses and registrations including Series 63, 66, 7, 9, 10, and SIE. Guy is a financial advisor with experience providing financial planning, portfolio management, and other services to individuals, businesses, and institutions. Guy is committed to providing clients with personalized financial advice and guidance to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
AL
05/11/2015 - Present
Raymond James Financial Services Advisors, Inc. (Guntersville AL)
AL
03/08/2006 - 03/11/2015
WELLS FARGO ADVISORS, LLC (ARAB AL)
AL
08/24/1999 - 03/07/2006
EDWARD JONES (CULLMAN AL)
BOTH
Issued 07/14/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/30/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Guy Caffey is the right advisor for you? Invested Better is here to help.
