Unclaimed
Guy Gregory Clemente is a financial professional with over 39 years of experience in the securities industry. Guy has been registered with Aegis Capital Corp. since December 2023, offering investment advisory services. Before that, Guy was affiliated with Andrew Garrett Inc. for over 16 years until January 2024. Guy's past affiliations also include S.W. Bach & Company, The Thornwater Company, L.P., M.S. Farrell & Company, Inc., Sands Brothers & Co., Ltd., The J.B. Sutton Group, Inc., Commonwealth Associates, Smith Barney Inc., Lehman Brothers Inc., and Rauscher Pierce Refsnes, Inc. He has also passed several industry exams, including Series 3, 7, 24, 63, 65, 66, 79, and the SIE. Guy holds licenses in numerous states across the US and is active as an investment advisor representative in Texas. Clemente also operates Clemente Capital Management LLC, an entity established for tax and investment purposes.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
12/22/2023 - Present
Aegis Capital Corp. (NEW YORK NY)
NY
02/27/2007 - 01/02/2024
ANDREW GARRETT INC. (NEW YORK NY)
NY
02/21/2003 - 02/28/2007
S.W. BACH & COMPANY (NEW YORK NY)
NY
05/24/1999 - 02/24/2003
THE THORNWATER COMPANY, L.P. (NEW YORK NY)
NY
07/24/1997 - 05/12/1999
M.S. FARRELL & COMPANY, INC. (SYOSSET NY)
NY
12/10/1996 - 06/18/1997
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
NY
01/23/1996 - 01/13/1997
THE J.B. SUTTON GROUP, INC. (MELVILLE NY)
NY
06/01/1995 - 01/16/1996
COMMONWEALTH ASSOCIATES (NEW YORK NY)
NY
07/31/1993 - 06/12/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
07/03/1984 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/25/1984 - 06/29/1984
RAUSCHER PIERCE REFSNES, INC.
BOTH
Issued 11/23/2012
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/09/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/13/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/1985
Series 3 - National Commodity Futures Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
Not sure Guy Clemente is the right advisor for you? Invested Better is here to help.