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Guy Gregory Clemente

Aegis Capital Corp.

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About Guy Gregory Clemente

Guy Gregory Clemente is a financial professional with over 39 years of experience in the securities industry. Guy has been registered with Aegis Capital Corp. since December 2023, offering investment advisory services. Before that, Guy was affiliated with Andrew Garrett Inc. for over 16 years until January 2024. Guy's past affiliations also include S.W. Bach & Company, The Thornwater Company, L.P., M.S. Farrell & Company, Inc., Sands Brothers & Co., Ltd., The J.B. Sutton Group, Inc., Commonwealth Associates, Smith Barney Inc., Lehman Brothers Inc., and Rauscher Pierce Refsnes, Inc. He has also passed several industry exams, including Series 3, 7, 24, 63, 65, 66, 79, and the SIE. Guy holds licenses in numerous states across the US and is active as an investment advisor representative in Texas. Clemente also operates Clemente Capital Management LLC, an entity established for tax and investment purposes.

Firm Information

Guy Clemente is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Guy Clemente’s Registration & Firm History

NY

12/22/2023 - Present

Aegis Capital Corp. (NEW YORK NY)

NY

02/27/2007 - 01/02/2024

ANDREW GARRETT INC. (NEW YORK NY)

NY

02/21/2003 - 02/28/2007

S.W. BACH & COMPANY (NEW YORK NY)

NY

05/24/1999 - 02/24/2003

THE THORNWATER COMPANY, L.P. (NEW YORK NY)

NY

07/24/1997 - 05/12/1999

M.S. FARRELL & COMPANY, INC. (SYOSSET NY)

NY

12/10/1996 - 06/18/1997

SANDS BROTHERS & CO., LTD. (NEW YORK NY)

NY

01/23/1996 - 01/13/1997

THE J.B. SUTTON GROUP, INC. (MELVILLE NY)

NY

06/01/1995 - 01/16/1996

COMMONWEALTH ASSOCIATES (NEW YORK NY)

NY

07/31/1993 - 06/12/1995

SMITH BARNEY INC. (NEW YORK NY)

NY

07/03/1984 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

01/25/1984 - 06/29/1984

RAUSCHER PIERCE REFSNES, INC.

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Licenses & Designations

BOTH

Issued 11/23/2012

Series 66 - Uniform Combined State Law Examination

IA

Issued 08/09/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/13/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/31/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/25/1985

Series 3 - National Commodity Futures Examination

BC

Issued 01/21/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are 12 public disclosures for Guy Gregory Clemente. Review regulatory record here.
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