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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Guy? Claim Your ProfileGuy Loret-de-mola is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Guy has been in the industry since 1997 and holds a Series 7, 24, 31, and 63 license along with a Series 66 license. Guy is registered in 10 states and is a registered representative for Merrill Lynch, Pierce, Fenner & Smith Inc. Guy provides financial advice to individuals, businesses, and institutions. The financial services Guy provides include portfolio management for businesses, portfolio management for individuals, financial planning services, selection of other advisors, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/02/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MIAMI FL)
NY
10/14/1997 - 05/31/2000
BARCLAYS CAPITAL INC. (NEW YORK NY)
FL
03/22/1993 - 09/16/1994
VESTRUST SECURITIES INC. (MIAMI FL)
BOTH
Issued 01/21/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 10/13/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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