Unclaimed
Guy Decker is a financial professional with over 25 years of experience in the securities industry. He is currently registered with Capital Client Group, Inc. and has been with the firm since 2013. Guy previously worked at Fidelity Investments Institutional Services Company, Inc., American Funds Distributors, Inc., Lord Abbett Distributor LLC, and Olde Discount Corporation. Guy is a Series 63, Series 65, and Series 26 licensed representative, and his primary area of focus is advising individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
05/03/2013 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
RI
10/22/2009 - 08/04/2010
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
CA
01/31/2001 - 06/12/2009
AMERICAN FUNDS DISTRIBUTORS, INC. (LOS ANGELES CA)
NJ
03/12/1997 - 01/17/2001
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
MI
04/27/1994 - 02/06/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 05/14/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/20/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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