Unclaimed
Guy Benjamin Rush is a financial advisor with over 6 years of experience in the industry. He is currently registered with Morgan Stanley in Alpharetta, GA and has previously been registered with E*TRADE SECURITIES LLC. Guy Benjamin Rush is a licensed securities professional with a broad range of experience in financial advising. He has worked in various roles at Publix Super Markets, E*TRADE SECURITIES LLC, and E*TRADE Capital Management LLC, giving him a well-rounded perspective on the financial world. He is currently focused on providing financial guidance and solutions to his clients at Morgan Stanley. Guy Benjamin Rush holds a Series 63 license and is a registered representative. He is also a licensed securities principal with a Series 24 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
09/28/2023 - Present
Wealthpenn.comllc (Alpharetta GA)
GA
07/13/2017 - 09/05/2023
E*TRADE SECURITIES LLC (ALPHARETTA GA)
BOTH
Issued 9/22/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/24/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 4/25/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 5/13/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/13/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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