Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Guy? Claim Your ProfileGuy Edward Yandel is a financial advisor with Raymond James & Associates, Inc. Guy has over 30 years of experience in the financial industry, with a strong focus on municipal securities. Guy is a registered representative with FINRA and holds several industry licenses, including Series 7, 52, 53, 54, and 63. Guy is also a registered municipal advisor with FINRA. He is a member of the Municipal Securities Rulemaking Board (MSRB). Guy has previously held positions at George K. Baum & Company, Westcap Government Securities, Inc., Westcap Securities, Inc., and Howard, Weil, Labouisse, Friedrichs Inc. Guy's areas of specialization include fixed income, municipal securities, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
09/26/2018 - Present
Raymond James & Associates, Inc. (Denver CO)
CO
05/31/1994 - 10/10/2018
GEORGE K. BAUM & COMPANY (DENVER CO)
MO
10/03/1991 - 05/31/1994
GEORGE K. BAUM & COMPANY (KANSAS CITY MO)
NA
07/30/1990 - 09/10/1991
WESTCAP GOVERNMENT SECURITIES, INC.
TX
07/30/1990 - 09/10/1991
WESTCAP SECURITIES, INC. (HOUSTON TX)
LA
05/26/1989 - 07/25/1990
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC. (NEW ORLEANS LA)
BC
Issued 06/09/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2019
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 12/13/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 05/24/1990
Series 7 - General Securities Representative Examination
BC
Issued 05/25/1989
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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