Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Guy? Claim Your ProfileGuy Edward Dugas is an active Registered Representative and Investment Advisor Representative. Guy has been in the industry since 1995 and is currently registered with Commonwealth Financial Network. Guy has a total of 13 state licenses and has passed both Series 63 and Series 65 examinations. Guy’s specializations include insurance, annuities, mutual funds, stocks, bonds, and retirement planning. Commonwealth Financial Network is a Registered Investment Advisor and Broker-dealer headquartered in Waltham, Massachusetts. The firm has over 3,300 investment advisor representatives and manages over $177 billion in client assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
08/26/2005 - Present
Commonwealth Financial Network (Warren NJ)
MN
01/03/1995 - 08/25/2005
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
01/03/1995 - 08/25/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 09/18/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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