Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Guy? Claim Your ProfileGuy Clayton is a financial advisor with Morgan Stanley, with over 16 years of experience in the financial services industry. Guy is registered with FINRA and the state of Texas. He has a Series 7, Series 63, and Series 66 license and holds the SIE exam. Guy previously worked at Merrill Lynch and UBS Financial Services. His previous employers include Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., and PrimeVest Financial Services, Inc. Guy also has experience in real estate and has invested in a Stretch Zone franchise. Guy's clients include individuals, high-net-worth individuals, corporations, and charitable organizations. He provides financial planning, asset allocation advice, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
05/13/2022 - Present
Morgan Stanley (Austin TX)
TX
02/13/2015 - 05/13/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (AUSTIN TX)
TX
03/05/2010 - 02/24/2015
UBS FINANCIAL SERVICES INC. (AUSTIN TX)
MN
06/14/1995 - 01/23/1998
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
BOTH
Issued 04/13/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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