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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Guy? Claim Your ProfileGuy Paredes is a financial advisor with over 37 years of experience in the financial services industry. Guy currently works with Cetera Investment Advisers LLC and Rockdale Financial Services, Inc. Guy has a broad range of experience, including serving as an Executive Vice President for Rockdale Financial Services, Inc. Guy holds the Series 6, 26, 63 and 65 licenses. Guy's professional experience also includes working with Royal Alliance Associates, Inc., Securities Service Network, Inc., American Capital Corporation, American Eagle Securities, Inc., and Chubb Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
03/21/2024 - Present
Cetera Investment Advisers LLC (NAPLES FL)
NJ
04/09/2001 - 02/28/2008
ROYAL ALLIANCE ASSOCIATES, INC. (ALLENTOWN NJ)
TN
07/23/1997 - 04/06/2001
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
PA
06/17/1988 - 07/30/1997
AMERICAN CAPITAL CORPORATION (VALLEY FORGE PA)
NA
12/10/1985 - 06/23/1988
AMERICAN EAGLE SECURITIES, INC.
NA
03/06/1985 - 12/18/1986
CHUBB SECURITIES CORPORATION
IA
Issued 1/19/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/8/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/5/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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