Unclaimed
Guy A. Ellison is a financial advisor who has been in the industry since December 22, 1988. Guy is currently registered with Thrivent Investment Management Inc. in Puyallup, Washington, and has been with this firm since July 2002. Guy holds a Series 7, 6, 63 and 65 licenses and has passed the Series 24 Principal exam. Guy provides financial planning and portfolio management services to individuals and businesses. Guy's previous experience includes working for Lutheran Brotherhood Securities Corp. in Minneapolis, Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
04/12/2012 - Present
Thrivent Investment Management Inc. (PUYALLUP WA)
MN
12/23/1988 - 07/01/2002
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
IA
Issued 02/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/1998
Series 7 - General Securities Representative Examination
BC
Issued 12/22/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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