Unclaimed
Guthrie Olaf Cook is an Investment Advisor Representative at Hornor, Townsend & Kent, LLC. Guthrie has been in the financial services industry since 2017, and is licensed in California and several other states. Guthrie has expertise in financial planning, portfolio management, and pension consulting. Guthrie is also a board member and co-chair of the North Park Main Street non-profit organization.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
CA
02/19/2025 - Present
Hornor, Townsend & Kent, LLC (SAN DIEGO CA)
CA
09/15/2022 - 11/25/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LA JOLLA CA)
CA
02/28/2017 - 08/10/2022
NYLIFE SECURITIES LLC (SAN DIEGO CA)
BOTH
Issued 01/14/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/27/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/2023
Series 24 - General Securities Principal Examination
BC
Issued 03/14/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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