Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Guthrie? Claim Your ProfileGuthrie Olaf Cook is a financial advisor registered with Cetera Investment Advisers LLC. Guthrie is licensed to provide investment advice and securities services in the state of California. Guthrie holds the Series 6, Series 7TO, Series 63, and Series 66 licenses and the SIE exam. Guthrie has been in the financial services industry since 2017 and has experience working with Northwestern Mutual Investment Services, LLC and NYLIFE Securities LLC. Guthrie provides a range of financial services, including financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for individuals and businesses. Guthrie has worked with a range of clients, including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
03/15/2023 - Present
Cetera Investment Advisers LLC (SAN DIEGO CA)
CA
09/15/2022 - 11/25/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LA JOLLA CA)
CA
02/28/2017 - 08/10/2022
NYLIFE SECURITIES LLC (SAN DIEGO CA)
BOTH
Issued 1/14/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 4/27/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/2023
Series 24 - General Securities Principal Examination
BC
Issued 3/14/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/28/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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