Invested Better
Unclaimed

Unclaimed

Unclaimed

Gustin Deloran Fox-smith

Cetera Investment Advisers LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Gustin? Claim Your Profile

About Gustin Deloran Fox-smith

Gustin Deloran Fox-smith is a financial advisor who has been in the industry since 1994. Gustin is currently registered with Cetera Investment Advisers LLC and has previously worked with several other firms including First Affiliated Securities, Corporate Securities Group, Inc., First Allied Securities, Inc., and Schneider Securities, Inc. Gustin is licensed in over 50 states and holds several industry designations including Chartered Financial Consultant.

Firm Information

Gustin Fox-smith is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

3190 S VAUGH WAY STE 550

AURORA, CO 80014

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Gustin Fox-smith’s Registration & Firm History

CO

06/29/2023 - Present

Cetera Investment Advisers LLC (AURORA CO)

CA

09/30/1993 - 08/29/1995

FIRST AFFILIATED SECURITIES (LA JOLLA CA)

MO

01/24/1995 - 05/08/1995

CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)

CA

12/16/1994 - 12/31/1994

FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)

CO

08/31/1992 - 09/28/1993

SCHNEIDER SECURITIES, INC. (DENVER CO)

Not sure if Gustin Deloran Fox-smith is right for you?

Licenses & Designations

BC

Issued 9/1/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/15/2005

Series 53 - Municipal Securities Principal Examination

BC

Issued 4/1/2003

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 7/15/1993

Series 4 - Registered Options Principal Examination

BC

Issued 4/30/1993

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/31/1992

Series 3 - National Commodity Futures Examination

BC

Issued 8/27/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gustin Deloran Fox-smith.
Not sure if Gustin Deloran Fox-smith is right for you?