Unclaimed
Gustin Deloran Fox-smith is a financial advisor who has been in the industry since 1994. Gustin is currently registered with Cetera Investment Advisers LLC and has previously worked with several other firms including First Affiliated Securities, Corporate Securities Group, Inc., First Allied Securities, Inc., and Schneider Securities, Inc. Gustin is licensed in over 50 states and holds several industry designations including Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
06/29/2023 - Present
Cetera Investment Advisers LLC (AURORA CO)
CA
09/30/1993 - 08/29/1995
FIRST AFFILIATED SECURITIES (LA JOLLA CA)
MO
01/24/1995 - 05/08/1995
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
CA
12/16/1994 - 12/31/1994
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CO
08/31/1992 - 09/28/1993
SCHNEIDER SECURITIES, INC. (DENVER CO)
BC
Issued 9/1/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 4/1/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 7/15/1993
Series 4 - Registered Options Principal Examination
BC
Issued 4/30/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/31/1992
Series 3 - National Commodity Futures Examination
BC
Issued 8/27/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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