Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gustavo? Claim Your ProfileGustavo Miramontes is a financial professional with over 25 years of experience in the industry. Gustavo is currently registered with Oppenheimer & Co. Inc. Prior to joining Oppenheimer & Co. Inc., Gustavo was employed by Wedbush Securities Inc., Wells Fargo Advisors, LLC, Southwest Securities, Inc. and M.L. Stern & Co., LLC. Gustavo specializes in portfolio management for individuals and businesses, financial planning, pension consulting and selection of other advisors. Gustavo holds the Series 7, Series 9, Series 10 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
08/13/2018 - Present
Oppenheimer & Co. Inc. (LOS ANGELES CA)
CA
01/14/2015 - 08/16/2018
WEDBUSH SECURITIES INC. (WOODLAND HILLS CA)
CA
06/29/2010 - 01/13/2015
WELLS FARGO ADVISORS, LLC (BEVERLY HILLS CA)
CA
12/10/2008 - 07/27/2010
SOUTHWEST SECURITIES, INC. (BEVERLY HILLS CA)
CA
06/06/1996 - 01/16/2009
M.L. STERN & CO., LLC. (BEVERLY HILLS CA)
BC
Issued 03/27/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/16/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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