Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gustavo? Claim Your ProfileGustavo Ruiz de chavez is a financial professional with over 18 years of experience in the industry. Gustavo is a registered representative of Northwestern Mutual Investment Services, LLC. Gustavo holds Series 6, 63 and SIE licenses. Gustavo is registered with the state of Louisiana, Texas, and Washington. Gustavo's primary office location is in Baton Rouge, LA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
LA
05/21/2004 - Present
Northwestern Mutual Investment Services, LLC (Baton Rouge LA)
BC
Issued 08/31/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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