Unclaimed
Gustavo Nazario is an investment advisor representative who has been in the industry since 2013. Gustavo is currently registered with Cetera Investment Advisers LLC in Kentucky and has been with the firm since 2019. Prior to joining Cetera Investment Advisers LLC, Gustavo was registered with Foresters Financial Services, Inc. in Kentucky from 2015 to 2019. Gustavo is also a registered investment advisor in Kentucky. Gustavo holds several licenses including Series 7TO, SIE, Series 6, Series 63, and Series 65. Gustavo specializes in financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals. Gustavo is a skilled advisor with a wide range of experience in the investment industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KY
06/19/2019 - Present
Cetera Investment Advisers LLC (LEXINGTON KY)
KY
02/09/2015 - 06/25/2019
FORESTERS FINANCIAL SERVICES, INC. (LEXINGTON KY)
KY
01/26/2010 - 12/15/2011
FIRST INVESTORS CORPORATION (LEXINGTON KY)
IA
Issued 02/28/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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