Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gustavo? Claim Your ProfileGustavo Rodriguez is a financial advisor with CG Compass (usa) LLC, located in Miami, FL. Gustavo has been working in the financial services industry since August 15, 2014. Gustavo holds the Series 6, 7, 24, and 63 licenses. Gustavo has been registered with FINRA since December 22, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
12/22/2023 - Present
CG Compass (usa) LLC (Miami FL)
FL
06/18/2020 - 12/04/2023
EFG CAPITAL INTERNATIONAL (MIAMI FL)
FL
10/01/2012 - 06/10/2016
J.P. MORGAN SECURITIES LLC (MIAMI FL)
FL
07/22/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MIAMI FL)
BC
Issued 07/30/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2024
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/21/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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