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Gustavo Rodrigo

Sutter Securities Inc.

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About Gustavo Rodrigo

Gustavo Rodrigo is a financial professional with over 20 years of experience in the industry. He is currently registered with Sutter Securities Inc. and holds Series 7 and Series 63 licenses. Gustavo has a proven track record of success in providing investment advice and financial planning services to individuals and families. He is dedicated to helping his clients achieve their financial goals.

Firm Information

Gustavo Rodrigo is currently registered with Sutter Securities Inc.. Sutter Securities Inc. is a corporation that was formed on July 22, 1992. They are registered in all 50 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gustavo Rodrigo’s Registration & Firm History

FL

01/17/2021 - Present

Sutter Securities Inc. (Boca Raton FL)

FL

01/15/2021 - 08/29/2024

BOUSTEAD SECURITIES, LLC (Boca Raton FL)

FL

11/07/2014 - 01/25/2021

WESTPARK CAPITAL, INC. (BOCA RATON FL)

FL

10/26/2012 - 08/02/2013

WOODSTOCK FINANCIAL GROUP, INC. (MIAMI FL)

NA

09/21/2011 - 03/23/2012

CALDWELL INTERNATIONAL SECURITIES (NASSAU )

FL

07/09/2010 - 09/08/2011

NEWBRIDGE SECURITIES CORPORATION (FT. LAUDERDALE FL)

FL

11/16/2006 - 03/12/2010

INVESTORS CAPITAL CORP. (CORAL GABLES FL)

FL

04/26/2005 - 10/04/2006

CHICAGO INVESTMENT GROUP, LLC (BOCA RATON FL)

FL

04/29/2002 - 04/21/2005

GUNNALLEN FINANCIAL, INC (TAMPA FL)

NJ

08/10/2001 - 05/03/2002

FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)

PA

08/25/1998 - 08/28/2001

FIRST LIBERTY INVESTMENT GROUP, INC. (PHILADELPHIA PA)

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Licenses & Designations

BC

Issued 09/02/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/24/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Gustavo Rodrigo. Review regulatory record here.
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