Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gustavo? Claim Your ProfileGustavo Rivera is a financial advisor who has been working in the industry since June 10, 2015. Gustavo is currently registered with LPL Financial LLC and holds Series 66, Series 7 and SIE licenses. Gustavo has been associated with LPL Financial LLC since July 2021 and has previous experience with Waddell & Reed. Gustavo is registered in 24 states for both Broker-Dealer and Investment Advisor activities. Gustavo has a total of 24 registered states and holds 23 active licenses, with 14 of them approved in 2021. Gustavo specializes in various advisory services including financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals. Gustavo is also registered as an insurance agent offering term life and permanent life insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/21/2021 - Present
LPL Financial LLC (BREA CA)
CA
06/11/2015 - 07/21/2021
WADDELL & REED (RIVERSIDE CA)
BOTH
Issued 09/02/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Gustavo Rivera is the right advisor for you? Invested Better is here to help.
