Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gustavo? Claim Your ProfileGustavo Oliverto De la roca is an investment advisor representative and a registered investment advisor. Gustavo has been in the financial industry for over 20 years, and has experience working with a wide range of clients, including high-net-worth individuals, families, businesses, and institutions. Gustavo currently works at Kovitz Investment Group Partners, LLC in Glendale, CA. Gustavo has previously worked at LPL Financial LLC, Franklin Templeton Financial Services Corp., and Franklin/Templeton Distributors, Inc. Kovitz Investment Group Partners, LLC is a comprehensive wealth management firm that provides a variety of services to its clients, including financial planning, investment management, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Credit, cash and insurance solutions, family office services, corporate executive services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Rev share w/affiliate frs and eligible credit & cash mgmt soluti
1
2
CA
06/03/2024 - Present
Kovitz Investment Group Partners, LLC (Glendale CA)
CA
10/29/2020 - 10/02/2023
LPL FINANCIAL LLC (WOODLAND HILLS CA)
CA
10/23/2019 - 10/13/2020
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (SAN MATEO CA)
CA
06/10/2002 - 10/13/2020
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
IA
Issued 07/30/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2005
Series 7 - General Securities Representative Examination
BC
Issued 05/23/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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