Unclaimed
Gustavo Leyva is a financial professional with over 20 years of experience in the financial services industry. He is currently registered with BTG Pactual US Capital, LLC and holds Series 7, 9, 10, 24, 27, 63, 82TO, 99TO, and SIE licenses. Gustavo has previously worked with ITAU INTERNATIONAL SECURITIES INC., BETA CAPITAL SECURITIES LLC, CITIGROUP GLOBAL MARKETS INC., SCOTTRADE, INC., SYNERGY INVESTMENT GROUP, LLC, NEWBRIDGE SECURITIES CORPORATION and CONTINENTAL BROKER-DEALER CORP.. Gustavo has a strong track record of success in providing financial advice and investment management services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
12/13/2021 - Present
BTG Pactual US Capital, LLC (Miami FL)
FL
08/01/2017 - 12/13/2021
ITAU INTERNATIONAL SECURITIES INC. (MIAMI FL)
FL
04/07/2014 - 08/01/2017
BETA CAPITAL SECURITIES LLC (MIAMI FL)
FL
01/30/2012 - 04/17/2014
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
FL
05/12/2005 - 01/17/2012
SCOTTRADE, INC. (MIAMI FL)
NC
01/26/2004 - 04/27/2005
SYNERGY INVESTMENT GROUP, LLC (CHARLOTTE NC)
FL
11/20/2003 - 12/01/2003
NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)
NY
08/07/2003 - 11/26/2003
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
BC
Issued 09/15/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/06/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/05/2015
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/07/2010
Series 24 - General Securities Principal Examination
BC
Issued 06/08/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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