Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gustavo? Claim Your ProfileGustavo Lima pontes is a financial advisor with Btg Pactual Us Capital, Llc. Gustavo has been in the industry since May 2011 and holds a Series 7, Series 3, Series 4, Series 24, Series 34, and Series 63 license. Gustavo is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 49 states. Gustavo specializes in retail off-exchange forex and commodity futures.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
05/17/2011 - Present
BTG Pactual US Capital, LLC (Miami FL)
BC
Issued 12/12/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2022
Series 4 - Registered Options Principal Examination
BC
Issued 09/25/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2016
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 07/12/2016
Series 3 - National Commodity Futures Examination
BC
Issued 05/16/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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