Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gustavo? Claim Your ProfileGustavo Cortes is a financial professional with over a decade of experience in the financial services industry. Currently, Gustavo is registered with Citigroup Global Markets Inc. where Gustavo focuses on providing financial advice and investment management services to a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. Previously, Gustavo has held positions at J.P. Morgan Securities LLC, Wells Fargo Clearing Services, LLC, HSBC Securities (USA) INC. and Chase Investment Services Corp. Gustavo holds licenses Series 7TO, Series 6 and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
02/18/2020 - Present
Citigroup Global Markets Inc. (Miami FL)
FL
08/27/2019 - 01/29/2020
J.P. MORGAN SECURITIES LLC (MIAMI FL)
FL
08/08/2017 - 12/20/2018
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
FL
09/18/2013 - 06/06/2017
HSBC SECURITIES (USA) INC. (SURFSIDE FL)
FL
10/01/2012 - 09/05/2013
J.P. MORGAN SECURITIES LLC (MIAMI FL)
FL
04/15/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MIAMI FL)
BC
Issued 09/26/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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