Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gustavo? Claim Your ProfileGustavo Chaves is a financial advisor with Kestra Advisory Services, LLC. Gustavo has been in the financial services industry since 1997. Gustavo holds Series 7, 63, 65, 66 and 31 licenses and is registered with FINRA and the states of California, Florida, Georgia, Illinois, Massachusetts, New Jersey, New York, North Carolina, Ohio, Pennsylvania and Virginia. Gustavo also holds a Series 6TO and SIE license. Prior to joining Kestra Advisory Services, LLC, Gustavo was a financial advisor with B. Riley Wealth Management and National Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
10/29/2024 - Present
Kestra Advisory Services, LLC (AUSTIN TX)
FL
02/05/2014 - 07/22/2022
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
FL
01/14/2011 - 02/06/2014
SECURIAN FINANCIAL SERVICES, INC. (BOCA RATON FL)
FL
05/15/2003 - 01/11/2011
CUNA BROKERAGE SERVICES, INC. (MIAMI FL)
NY
06/07/1999 - 05/06/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NY
10/27/1997 - 03/05/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MN
04/21/1997 - 09/19/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/21/1997 - 09/19/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 07/02/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 04/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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