Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gustavo? Claim Your ProfileGustavo Adolfo Caballero is a financial advisor with over 20 years of experience in the industry. Gustavo is currently registered with LPL Financial LLC. Gustavo has previously worked at WELLS FARGO ADVISORS, LLC, LPL FINANCIAL CORPORATION, IFMG SECURITIES, INC., MORGAN KEEGAN & COMPANY, INC., WM FINANCIAL SERVICES, INC., MORGAN STANLEY DW INC., and PRUDENTIAL SECURITIES INCORPORATED. Gustavo holds Series 7, 63, and 65 licenses, as well as the SIE exam. Gustavo is registered to provide advisory services in Colorado, Florida, Georgia, Hawaii, Illinois, Indiana, New York, North Carolina, Pennsylvania, South Carolina, Texas, Virgin Islands, and Virginia. Gustavo focuses on providing investment advisory services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
04/07/2021 - Present
LPL Financial LLC (MIAMI FL)
FL
02/27/2009 - 03/12/2013
WELLS FARGO ADVISORS, LLC (MIAMI FL)
FL
03/04/2008 - 03/17/2009
LPL FINANCIAL CORPORATION (MIAMI BEACH FL)
FL
01/18/2007 - 03/04/2008
IFMG SECURITIES, INC. (MIAMI FL)
FL
04/01/2005 - 10/04/2006
MORGAN KEEGAN & COMPANY, INC. (MIAMI FL)
CA
10/04/2002 - 03/24/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
06/14/2001 - 09/27/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
11/15/2000 - 06/12/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 07/17/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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