Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gustavo? Claim Your ProfileGustavo Amaral is a financial advisor with UBS Financial Services Inc., a firm with over 10,000 employees. Gustavo has been in the financial services industry for over 25 years, serving clients in states including California, Texas, and New York. Gustavo is licensed to provide a wide range of financial services, including investment advice, securities brokerage, and financial planning. Gustavo works with individual clients, families, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
05/08/2015 - Present
UBS Financial Services Inc. (El Segunda CA)
CA
05/22/1997 - 05/11/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
NY
01/24/1996 - 05/14/1997
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 06/04/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 01/23/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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