Unclaimed
Gustave James Schmidt has been in the financial industry since 1996. Currently, Gustave Schmidt is a registered representative with Investment Network, Inc. He is licensed in a number of states, including New York and California. Prior to this role, Gustave James Schmidt was employed by EDI FINANCIAL, INC. and Colorado Financial Service Corporation. Gustave Schmidt's areas of specialization include Portfolio Management, Securities, Mutual Funds, Variable Annuities, and Life Insurance. He is also a registered principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/04/2017 - Present
Investment Network, Inc. (SMITHTOWN NY)
NY
05/10/2013 - 12/31/2016
EDI FINANCIAL, INC. (SMITHTOWN NY)
NY
06/20/2012 - 06/06/2013
COLORADO FINANCIAL SERVICE CORPORATION (SMITHTOWN NY)
NY
12/11/2008 - 06/20/2012
BROOKSTONE SECURITIES, INC. (SMITHTOWN NY)
NY
04/22/2002 - 12/23/2008
EMPIRE FINANCIAL GROUP, INC. (SMITHTOWN NY)
NY
10/13/2008 - 10/17/2008
JESUP & LAMONT SECURITIES CORP (NEW YORK NY)
OK
11/22/1999 - 04/18/2002
AMERICAN INVESTMENT SERVICES, INC. (OKLAHOMA CITY OK)
NY
05/18/1998 - 12/07/1999
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NY
03/11/1998 - 05/21/1998
MORGAN GRANT CAPITAL CORP. (GARDEN CITY NY)
NY
02/28/1996 - 02/26/1998
GAINES, BERLAND INC. (BETHPAGE NY)
BC
Issued 03/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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