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Gustave James Schmidt

Investment Network, Inc.

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About Gustave James Schmidt

Gustave James Schmidt has been in the financial industry since 1996. Currently, Gustave Schmidt is a registered representative with Investment Network, Inc. He is licensed in a number of states, including New York and California. Prior to this role, Gustave James Schmidt was employed by EDI FINANCIAL, INC. and Colorado Financial Service Corporation. Gustave Schmidt's areas of specialization include Portfolio Management, Securities, Mutual Funds, Variable Annuities, and Life Insurance. He is also a registered principal.

Firm Information

Gustave Schmidt is currently registered with Investment Network, Inc.. Investment Network, Inc. is a corporation registered as an investment advisor. They offer a variety of services including financial planning, pension consulting, educational seminars, and portfolio management for individuals. The firm has been operating since April 24, 2003, and has offices in multiple states.

Not reported

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Gustave Schmidt’s Registration & Firm History

NY

01/04/2017 - Present

Investment Network, Inc. (SMITHTOWN NY)

NY

05/10/2013 - 12/31/2016

EDI FINANCIAL, INC. (SMITHTOWN NY)

NY

06/20/2012 - 06/06/2013

COLORADO FINANCIAL SERVICE CORPORATION (SMITHTOWN NY)

NY

12/11/2008 - 06/20/2012

BROOKSTONE SECURITIES, INC. (SMITHTOWN NY)

NY

04/22/2002 - 12/23/2008

EMPIRE FINANCIAL GROUP, INC. (SMITHTOWN NY)

NY

10/13/2008 - 10/17/2008

JESUP & LAMONT SECURITIES CORP (NEW YORK NY)

OK

11/22/1999 - 04/18/2002

AMERICAN INVESTMENT SERVICES, INC. (OKLAHOMA CITY OK)

NY

05/18/1998 - 12/07/1999

JOSEPHTHAL & CO., INC. (NEW YORK NY)

NY

03/11/1998 - 05/21/1998

MORGAN GRANT CAPITAL CORP. (GARDEN CITY NY)

NY

02/28/1996 - 02/26/1998

GAINES, BERLAND INC. (BETHPAGE NY)

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Licenses & Designations

BC

Issued 03/12/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/16/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/27/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Gustave James Schmidt. Review regulatory record here.
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