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Gust Emmenuel Dekavallas

Cetera Advisors LLC

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About Gust Emmenuel Dekavallas

Gust Dekavallas is a financial advisor who has been in the industry since 1994. Gust is currently registered with Cetera Advisors LLC and holds the Series 6, Series 63 and SIE securities licenses. Gust has a history of working with MML Investors Services, LLC, MSI Financial Services, Inc., Metropolitan Life Insurance Company and NYLife Securities Inc.. Gust is registered in Arizona, California, Colorado, Florida, Indiana, Michigan, Nebraska and Wyoming.

Firm Information

Gust Dekavallas is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gust Dekavallas’s Registration & Firm History

AZ

11/29/2021 - Present

Cetera Advisors LLC (SCOTTSDALE AZ)

AZ

03/25/2017 - 12/01/2021

MML INVESTORS SERVICES, LLC (SCOTTSDALE AZ)

AZ

02/14/2001 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (TEMPE AZ)

AZ

02/14/2001 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (MESA AZ)

NY

03/28/1994 - 03/06/2001

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/31/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/24/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Gust Emmenuel Dekavallas. Review regulatory record here.
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