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Gussie May Harris

Cetera Investment Services LLC

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About Gussie May Harris

Gussie May Harris is a financial professional with over 6 years of experience in the financial services industry. Currently, Gussie is registered with Cetera Investment Services LLC and has been since June 2019. Gussie holds Series 6 and Series 63 licenses as well as the SIE exam. She is registered in both Georgia and Louisiana. Gussie was previously registered with Foresters Financial Services, Inc. from October 2013 to June 2019.

Firm Information

Gussie Harris is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gussie Harris’s Registration & Firm History

GA

06/20/2019 - Present

Cetera Investment Services LLC (ATLANTA GA)

GA

10/21/2013 - 06/21/2019

FORESTERS FINANCIAL SERVICES, INC. (ATLANTA GA)

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Licenses & Designations

BC

Issued 02/19/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gussie May Harris.
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