Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gus? Claim Your ProfileGus Garcia is a financial advisor at Kingswood Capital Partners, LLC. Gus has been in the financial industry since 2009. Gus is registered with FINRA and holds Series 7, 10, 24, 63, 79TO, and SIE licenses. Gus is currently licensed in 49 states and has been registered with Kingswood Capital Partners, LLC since 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/15/2022 - Present
Kingswood Capital Partners, LLC (Austin TX)
NY
05/10/2019 - 03/03/2021
BOFA SECURITIES, INC. (NEW YORK NY)
NY
10/01/2007 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/05/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/30/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Gus Garcia is the right advisor for you? Invested Better is here to help.
