Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gus? Claim Your ProfileGus C Panos is a financial advisor at Raymond James & Associates, Inc. Gus has over 30 years of experience in the financial services industry. Gus holds Series 4, 7, 9, 10, 24, 31, 63, 65 and 66 licenses and has been registered with the Securities and Exchange Commission since 1991. Gus is also registered as an Investment Advisor Representative (IAR) in Michigan and Texas. Gus has a strong background in providing financial planning, investment management, and retirement planning services to individuals, families, and businesses. Gus is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
04/22/2019 - Present
Raymond James & Associates, Inc. (AUBURN HILLS MI)
MI
06/22/2007 - 04/15/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (AUBURN HILLS MI)
MI
04/02/2007 - 06/26/2007
MORGAN STANLEY & CO., INCORPORATED (ROCHESTER MI)
MI
09/26/2000 - 04/02/2007
MORGAN STANLEY DW INC. (ROCHESTER MI)
MI
03/09/1999 - 08/22/2000
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
MO
02/01/1999 - 02/05/1999
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MI
07/22/1991 - 01/26/1999
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 06/28/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/11/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/27/1993
Series 24 - General Securities Principal Examination
BC
Issued 06/04/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/15/1992
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 07/19/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Gus Panos is the right advisor for you? Invested Better is here to help.
