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Gus A Karris

PNC Capital Markets LLC

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About Gus A Karris

Gus Karris is a financial advisor who has been in the industry since January 2012. Gus is registered with PNC Capital Markets LLC and is licensed to sell securities in Illinois. Gus holds a Series 7, Series 63, and SIE licenses.

Firm Information

Gus Karris is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gus Karris’s Registration & Firm History

IL

01/25/2012 - Present

PNC Capital Markets LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 02/09/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/24/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gus A Karris.
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