Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gurvinder? Claim Your ProfileGurvinder Kaur Aujla is a financial advisor with Independent Financial Group, LLC, based in San Jose, California. Gurvinder has over 17 years of experience in the financial services industry. Gurvinder is registered with the state of California as both a broker-dealer and an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
09/17/2024 - Present
Independent Financial Group, LLC (SAN JOSE CA)
CA
08/29/2016 - 11/20/2019
BANCWEST INVESTMENT SERVICES, INC. (CUPERTINO CA)
CA
11/19/2012 - 01/20/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWARK CA)
CA
10/01/2012 - 11/06/2012
J.P. MORGAN SECURITIES LLC (ROSEVILLE CA)
CA
05/12/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (ROSEVILLE CA)
CA
10/23/2009 - 04/04/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROSEVILLE CA)
CA
12/14/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ROSEVILLE CA)
NJ
09/20/2004 - 05/19/2005
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
BOTH
Issued 04/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/28/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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