Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gurmeet? Claim Your ProfileGurmeet Gulati is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Gurmeet has been in the securities industry since July 2007. Gurmeet is registered with the state of California as an Investment Advisor Representative and with the state of Texas as a Registered Representative. Gurmeet has offices in Livermore and Dublin, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/02/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LIVERMORE CA)
CT
06/11/2012 - 11/08/2012
LPL FINANCIAL LLC (ELLINGTON CT)
CT
01/05/2010 - 05/09/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HARTFORD CT)
NJ
05/15/2009 - 11/17/2009
WELLS FARGO ADVISORS, LLC (MILLTOWN NJ)
NJ
03/15/2007 - 04/24/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
BOTH
Issued 04/03/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/12/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/12/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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