Unclaimed
Gurinder Bassi is a financial professional with over 10 years of experience in the industry. Gurinder is currently registered with Nylife Securities LLC and holds the Series 7, Series 63, and SIE licenses. Gurinder has previously been registered with AXA Advisors, LLC. Gurinder is registered in Washington, Texas, Maryland, and Hawaii.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
WA
01/31/2013 - Present
Nylife Securities LLC (BELLEVUE WA)
WA
11/06/2012 - 12/18/2012
AXA ADVISORS, LLC (BELLEVUE WA)
BC
Issued 10/15/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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