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Gurinder Bassi

Nylife Securities LLC

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About Gurinder Bassi

Gurinder Bassi is a financial professional with over 10 years of experience in the industry. Gurinder is currently registered with Nylife Securities LLC and holds the Series 7, Series 63, and SIE licenses. Gurinder has previously been registered with AXA Advisors, LLC. Gurinder is registered in Washington, Texas, Maryland, and Hawaii.

Firm Information

Gurinder Bassi is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gurinder Bassi’s Registration & Firm History

WA

01/31/2013 - Present

Nylife Securities LLC (BELLEVUE WA)

WA

11/06/2012 - 12/18/2012

AXA ADVISORS, LLC (BELLEVUE WA)

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Licenses & Designations

BC

Issued 10/15/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Gurinder Bassi. Review regulatory record here.
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