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Guojun Hu

Transamerica Financial Advisors, Inc.

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About Guojun Hu

Guojun Hu is an investment advisor representative at Transamerica Financial Advisors, Inc., with 20 years of experience in the industry. Guojun Hu has been registered with the firm since January 6, 2012. Guojun Hu's office is located in COLUMBUS, OH. Previously, Guojun Hu was registered with WORLD GROUP SECURITIES, INC., in COLUMBUS, OH, from April 12, 2002 to January 6, 2012. Before that, Guojun Hu was registered with WMA SECURITIES, INC., in DULUTH, GA, from February 11, 1999 to April 12, 2002. Guojun Hu is licensed in 29 states and holds Series 6, 26, 63 and SIE licenses. Guojun Hu specializes in Retirement Planning and Insurance.

Firm Information

Guojun Hu is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Guojun Hu’s Registration & Firm History

OH

01/06/2012 - Present

Transamerica Financial Advisors, Inc. (COLUMBUS OH)

OH

04/12/2002 - 01/06/2012

WORLD GROUP SECURITIES, INC. (COLUMBUS OH)

GA

02/11/1999 - 04/12/2002

WMA SECURITIES, INC. (DULUTH GA)

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Licenses & Designations

BC

Issued 02/10/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/06/2000

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/10/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Guojun Hu. Review regulatory record here.
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