Unclaimed
Gunnar G Shaw is a registered representative of Harris Williams, a firm with offices in San Francisco, California. Gunnar has been active in the industry since August 2014. Gunnar holds the Series 7, Series 63, SIE and Series 79TO licenses. Gunnar currently has registrations in California and Virginia. Gunnar was previously employed at MORGAN STANLEY & CO. LLC in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/20/2017 - Present
Harris Williams (SAN FRANCISCO CA)
NY
08/05/2014 - 08/29/2017
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 08/09/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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