Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gunjeet? Claim Your ProfileGunjeet Baweja is a financial professional with over 20 years of experience in the industry. Gunjeet has a broad range of experience in the financial services industry, including investment banking, equity research and wealth management. Gunjeet has a strong track record of success in the financial markets. Gunjeet is currently registered with Jefferies LLC, where Gunjeet focuses on providing investment advice and financial planning services to individual clients. Gunjeet is also a licensed Series 7, 24 and 63 and holds the Series 79TO and SIE licenses. Gunjeet is a highly motivated and results-oriented individual with a passion for helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/08/2018 - Present
Jefferies LLC (SAN FRANCISCO CA)
CA
07/03/2007 - 01/03/2018
NEEDHAM & COMPANY, LLC (SAN FRANCISCO CA)
CA
08/06/2003 - 08/01/2007
INSTREAM PARTNERS LLC (MENLO PARK CA)
CT
11/24/2000 - 04/29/2003
SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)
BC
Issued 05/22/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Gunjeet Baweja is the right advisor for you? Invested Better is here to help.
