Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gunjan? Claim Your ProfileGunjan Nanda is a financial advisor who has been in the industry since December 2011. Gunjan is registered with Wells Fargo Clearing Services, LLC and holds Series 6, 7, 9, 10, 63, and 66 securities licenses. Gunjan has been with Wells Fargo Clearing Services, LLC since April 2017. Previously, Gunjan was employed at Morgan Stanley and Wells Fargo Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/08/2022 - Present
Wells Fargo Clearing Services, LLC (NEWPORT BEACH CA)
CA
06/24/2014 - 04/24/2017
MORGAN STANLEY (MONARCH BEACH CA)
CA
01/03/2011 - 02/04/2013
WELLS FARGO ADVISORS, LLC (FULLERTON CA)
CA
07/05/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (BUENA PARK CA)
BOTH
Issued 07/18/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/14/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/08/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2014
Series 7 - General Securities Representative Examination
BC
Issued 07/03/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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