Unclaimed
Gunjan Gera is a financial professional with over 9 years of experience in the industry. Gunjan holds a Series 79 and a Series 63 license. Gunjan is currently registered with UBS Securities LLC, a firm with a broad scope of operations, and was previously registered with Credit Suisse Securities (USA) LLC. Gunjan is registered in all 50 states and the District of Columbia. Gunjan is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/01/2022 - Present
UBS Securities LLC (New York NY)
NY
04/09/2014 - 07/07/2022
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 08/12/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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