Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Guneet? Claim Your ProfileGuneet Kaur Bains-ajmani is a financial advisor with LPL Financial LLC in Benicia, CA. Guneet has been in the industry since 2001. Guneet is licensed to provide investment advice in California. Guneet has worked with several other firms in the past, including BANCWEST INVESTMENT SERVICES, INC., UNIONBANC INVESTMENT SERVICES, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and BANC OF AMERICA INVESTMENT SERVICES, INC. Guneet has Series 6, 7, 63, and 65 licenses and the SIE. Guneet specializes in financial planning, portfolio management for individuals and businesses, and providing educational seminars. Guneet also provides consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/19/2023 - Present
LPL Financial LLC (BENICIA CA)
CA
02/03/2015 - 07/19/2023
BANCWEST INVESTMENT SERVICES, INC. (CALISTOGA CA)
CA
02/02/2012 - 10/15/2014
UNIONBANC INVESTMENT SERVICES, LLC (WALNUT CREEK CA)
CA
10/23/2009 - 10/11/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
11/22/2000 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN FRANCISCO CA)
IA
Issued 05/02/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2006
Series 7 - General Securities Representative Examination
BC
Issued 11/21/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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