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Gumer Cruz Alvero

Riversource Distributors, Inc.

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About Gumer Cruz Alvero

Gumer Alvero is a financial professional with over 25 years of experience in the industry. Gumer is currently registered with Riversource Distributors, Inc. and has held prior positions with Ameriprise Financial Services, Inc. and IDS Life Insurance Company. Gumer holds the Series 7, Series 24, and SIE licenses.

Firm Information

Gumer Alvero is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gumer Alvero’s Registration & Firm History

MN

07/05/2006 - Present

Riversource Distributors, Inc. (MINNEAPOLIS MN)

MN

08/03/2007 - 07/24/2008

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

02/28/1996 - 11/14/2006

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

02/28/1996 - 11/14/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 07/01/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/27/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gumer Cruz Alvero.
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