Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gulpreet? Claim Your ProfileGulpreet Singh is an active broker with over 15 years of experience in the financial industry. Gulpreet has worked at Cantor Fitzgerald & Co. since January 2020. Before that, Gulpreet worked at Nomura Securities International, Inc. and Goldman, Sachs & Co. Gulpreet holds licenses including Series 7, Series 24 and Series 63. Gulpreet Singh is registered in 21 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/28/2020 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
08/17/2009 - 02/28/2019
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
09/22/2006 - 08/18/2009
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 08/17/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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