Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gulam? Claim Your ProfileGulam Fazel is an investment advisor representative at Tucker Asset Management LLC. Gulam has been in the industry for over 25 years and has a wide range of experience in financial planning, portfolio management, and insurance. Gulam is also a Managing Member of Retirement Wealth Advisors, LLC, Ideal Global Brokerage, LLC, and USA Tax & Income Planning, LLC. Gulam Fazel holds a Series 6, Series 7, Series 63, Series 65, and Series 26. Gulam Fazel is registered with the state of Florida and Pennsylvania. Gulam Fazel specializes in working with individual clients, high net worth individuals, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Shares in fees paid to third party investment advisers
1
2
CO
09/09/2019 - Present
Tucker Asset Management LLC (LITTLETON CO)
PA
12/19/2012 - 12/23/2015
LPL FINANCIAL LLC (ALLENTOWN PA)
PA
03/14/2011 - 12/19/2012
CETERA FINANCIAL SPECIALISTS LLC (ALLENTOWN PA)
PA
11/06/2008 - 02/16/2011
WOODSTOCK FINANCIAL GROUP, INC. (ALLENTOWN PA)
PA
06/10/1996 - 11/06/2008
PFS INVESTMENTS INC. (ALLENTOWN PA)
IA
Issued 12/23/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/29/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/23/2015
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2011
Series 7 - General Securities Representative Examination
BC
Issued 06/07/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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