Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Guillermo? Claim Your ProfileGuillermo Sosa is a registered representative with PFS Investments Inc. Guillermo has been in the industry since April 2021. Guillermo is registered with the state of California and holds Series 63, Series 6TO and SIE licenses. Guillermo is also an Investment Advisor Representative with PFS Investments Inc. in the state of California. Guillermo's office is located at 4230 KIERNAN AVE STE 145 MODESTO, CA 95356.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
04/02/2021 - Present
PFS Investments Inc. (MODESTO CA)
BC
Issued 04/30/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/12/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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