Unclaimed
Guillermo Sanchez has been in the financial services industry since August 24, 2011. Guillermo is currently registered with TP Icap Global Markets Americas LLC and is licensed in New Jersey and New York. Guillermo was previously registered with ICAP Securities USA LLC. Guillermo is Series 7 and Series 63 licensed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/03/2017 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
08/25/2011 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
BC
Issued 12/22/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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